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Return to Session IIb: Formal models - 1 Empirical studies of information retrieval methods show that good retrieval performance is closely related to the use of various retrieval heuristics, such as TF-IDF weighting. One basic research question is thus what exactly are these "necessary" heuristics that seem to cause good retrieval performance. In this paper, we present a formal study of retrieval heuristics. We formally define a set of basic desirable constraints that any reasonable retrieval function should satisfy, and check these constraints on a variety of representative retrieval functions. We find that none of these retrieval functions satisfies all the constraints unconditionally. Empirical results show that when a constraint is not satisfied, it often indicates non-optimality of the method, and when a constraint is satisfied only for a certain range of parameter values, its performance tends to be poor when the parameter is out of the range. In general, we find that the empirical performance of a retrieval formula is tightly related to how well it satisfies these constraints. Thus the proposed constraints provide a good explanation of many empirical observations and make it possible to evaluate any existing or new retrieval formula analytically. @inproceedings{1009004, author = {Hui Fang and Tao Tao and ChengXiang Zhai}, title = {A formal study of information retrieval heuristics}, booktitle = {SIGIR '04: Proceedings of the 27th annual international conference on Research and development in information retrieval}, year = {2004}, isbn = {1-58113-881-4}, pages = {49--56}, location = {Sheffield, United Kingdom}, doi = {http://doi.acm.org/10.1145/1008992.1009004}, publisher = {ACM Press}, } ![]() ©2005 Association for Computing Machinery |