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A formal study of information retrieval heuristics


Hui Fang, Tao Tao, and Chengxiang Zhai

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Return to Session IIb: Formal models - 1


Abstract

Empirical studies of information retrieval methods show that good retrieval performance is closely related to the use of various retrieval heuristics, such as TF-IDF weighting. One basic research question is thus what exactly are these "necessary" heuristics that seem to cause good retrieval performance. In this paper, we present a formal study of retrieval heuristics. We formally define a set of basic desirable constraints that any reasonable retrieval function should satisfy, and check these constraints on a variety of representative retrieval functions. We find that none of these retrieval functions satisfies all the constraints unconditionally. Empirical results show that when a constraint is not satisfied, it often indicates non-optimality of the method, and when a constraint is satisfied only for a certain range of parameter values, its performance tends to be poor when the parameter is out of the range. In general, we find that the empirical performance of a retrieval formula is tightly related to how well it satisfies these constraints. Thus the proposed constraints provide a good explanation of many empirical observations and make it possible to evaluate any existing or new retrieval formula analytically.

BIBTEX


@inproceedings{1009004,   author = {Hui Fang and Tao Tao and ChengXiang Zhai},
  title = {A formal study of information retrieval heuristics},
  booktitle = {SIGIR '04: Proceedings of the 27th annual international conference on Research and development in information retrieval},
  year = {2004},
  isbn = {1-58113-881-4},
  pages = {49--56},
  location = {Sheffield, United Kingdom},
  doi = {http://doi.acm.org/10.1145/1008992.1009004},
  publisher = {ACM Press},
  
}



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